-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JV0crOOhTo2+EIie4ZJIDgqz8iXVitMOtXHdsxRTC4zxhCJLootddzL7NWb2j3cF NCeg3q0CtFpObzaquSuzRg== 0000906280-96-000005.txt : 19960111 0000906280-96-000005.hdr.sgml : 19960111 ACCESSION NUMBER: 0000906280-96-000005 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960105 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PETROLEUM HELICOPTERS INC CENTRAL INDEX KEY: 0000350403 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 720395707 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33163 FILM NUMBER: 96501446 BUSINESS ADDRESS: STREET 1: 113 BORMAN DRIVE STREET 2: P O BOX 23502 CITY: LAFAYETTE STATE: LA ZIP: 70508 BUSINESS PHONE: 5047336790 MAIL ADDRESS: STREET 1: 113 BORMAN DRIVE CITY: LAFAYETTE STATE: LA ZIP: 70508 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUGGS CARROLL W CENTRAL INDEX KEY: 0000940537 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5728 JEFFERSON HIGHWAY CITY: HARAHAN STATE: LA ZIP: 70183 BUSINESS PHONE: 5047336790 MAIL ADDRESS: STREET 1: 5728 JEFFERSON HIGHWAY CITY: HARAHAN STATE: LA ZIP: 70183 SC 13D/A 1 Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Petroleum Helicopters, Inc. (Name of Issuer) Voting Common Stock, $.10 par value (Title of Class of Securities) 716604 10 3 (CUSIP Number) Carroll W. Suggs Petroleum Helicopters, Inc. 2121 Airline Highway, Suite 400 Metairie, LA 70001-5979 (504) 828-3323 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 29, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box *. Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six Copies of this statement, including exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 2 of 5 Pages CUSIP No. 676269-10-3 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Carroll Wilson Suggs SS# ###-##-#### 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ 3) SEC Use Only 4) Source of Funds* N/A 5) Check Box if Disclosure of Legal Proceedings is Required pursuant to Items 2(d) or 2(e) 6) Citizenship or Place of Organization - United States Number of 7) Sole Voting Power 1,373,195 Shares Bene- ficially Owned by 8) Shared Voting Power 28,385 Each Reporting Person With 9) Sole Dispositive Power 1,373,195 10) Shared Dispositive Power 28,385 11) Aggregate Amount Beneficially Owned by each Reporting Person 1,401,580 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13) Percent of Class Represented by Amount in Row 11 50.2% 14) Type of Reporting Person (See Instructions)..IN, OO (Trustee) Item 1. Security and Issuer. Item 1(a) Title of Class of Securities: Voting Common Stock, par value $.10 per share Item 1(b) Name and Address of Issuer's Principal Executive Office: Petroleum Helicopters, Inc. 2121 Airline Highway Suite 400 Metairie, Louisiana 70001-5979 Item 2. Identity and Background. Item 2(a) Name of Reporting Person: Carroll W. Suggs Item 2(b) Address of Business: Petroleum Helicopters, Inc. 2121 Airline Highway Suite 400 Metairie, Louisiana 70001-5979 Item 2(c) Employment Information: Chairman of the Board, President and Chief Executive Officer, Petroleum Helicopters, Inc., 2121 Airline Highway, Suite 400, Metairie, Louisiana 70001-5979 (helicopter transportation) Item 2(d) The Reporting Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) during the past five years. Item 2(e) The Reporting Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, United States federal or state securities laws or finding any violations with respect to such laws during the past five years. Item 2(f) Citizenship: United States of America Item 3. Source and Amount of Funds or Other Consideration. Not Applicable. Item 4. Purpose of Transaction. Not Applicable. Item 5. Interest in Securities of the Issuer. Item 5(a) Amount of Shares Beneficially owned:1,401,580 (50.2%) Item 5(b) Number of Shares as to which Reporting Person has: i) Sole power to vote or to direct the vote:1,373,195 ii) Shared power to vote or to direct the vote: 28,385 iii) Sole power to dispose or to direct the disposition of: 1,373,195 iv) Shared power to dispose or to direct the disposition of: 28,385 The Reporting Person shares the power to vote or direct the vote and dispose or direct the disposition of 12,727, 9,689 and 5,969 shares of Voting Common Stock with respectively, Carroll Wilson Suggs, Robert L. Suggs, Jr. and Frank A. Suggs, her three children. All three children reside at 329 West Livingston Place, Metairie, Louisiana 70003. Ms. Suggs is Marketing and Business Development Analyst at Petroleum Helicopters, Inc. and Messrs. Robert L. and Frank A. Suggs are full- time students. None of the children has been a party to a criminal or civil proceeding during the past five years. The children are citizens of the United States of America. Item 5(c) Transactions: On December 29, 1995, the Reporting Person disposed of 75,000 shares of Voting Common Stock by exchanging with the Issuer such shares for 75,000 shares of Non-Voting Common Stock of the Issuer pursuant to the exercise of exchange rights previously granted by the Issuer to the Reporting Person. No other consideration was received by the Reporting Person for such shares of Voting Common Stock disposed of by the Reporting Person in connection with such exchange. Item 5(d) Other party with right to receive or direct receipt of dividends or proceeds: Not Applicable. Item 5(e) Date Reporting Person ceased to beneficially own more than 5% of shares: Not Applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. NONE Item 7. Material to be Filed as Exhibits. NONE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date:January 3, 1996 /s/ Carroll W. Suggs ------------------------------- Carroll W. Suggs, Individually, and as Trustee -----END PRIVACY-ENHANCED MESSAGE-----